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Qudos 3 Help
Risk - Compliance References
The following are just some of the numerous compliance references for this topic:
GENERAL
Concepts used in the risk module may be helpful with risk management systems based on the
standard AS/NZS 4360 “Risk management”. Originating in Australia and New Zealand, this
standard has attained a wide level of acceptance internationally as a generic
framework for establishing a risk management system.
QUALITY
ISO 9001:2008 seems to carefully avoid mentioning risk, however, there are various elements
of the standard where an organisation seeking to meet
the requirements of that standard can make use of risk assessments. For example:
-
Customer-related processes
A contractor may perform a risk assessment before submitting a tender -
Design and development
Risk may be assessed at various stages of the design process -
Purchasing
A purchaser may perform a risk assessment before preparing a tender invitation, or when adjudicating tenders -
Measurement and monitoring
A risk assessment may help to select an appropriate level of inspection, testing, supervision etc. for a particular process or project -
Nonconforming product
A risk assessment may help to decide on appropriate action when nonconforming product has been detected
OCCUPATIONAL HEALTH AND SAFETY
OHSAS 18001:2007 Clause 4.3.1 HAZARD IDENTIFICATION, RISK ASSESSMENT & DETERMINING CONTROLS
AS/NZS 4801:2001 clause 4.4.6 – HAZARD IDENTIFICATION, HAZARD / RISK ASSESSMENT,
AND CONTROL OF HAZARDS / RISKS.
ENVIRONMENT
Various clauses in the Environmental management standard ISO 14001:2004 clause –
in particular 4.4.7 EMERGENCY PREPAREDNESS AND RESPONSE.
FOOD SAFETY
HACCP – All Principles. In particular Principle 1 – List potential hazards.
ISO 22000:2005 clause 7.4 HAZARD ANALYSIS.
ANZFA Food standards code 3.2.1 Division 2/5/a and b (Identify hazards and controls).
EC Regulation No 852/2004 (Hygiene of foodstuffs) Article 5 - Identify any hazards that must be prevented, eliminated or reduced to acceptable levels.
INFORMATION SECURITY
ISO 27001:2005 Clause 4.2.1 ESTABLISH THE ISMS.
BS 7799-3:2006 INFORMATION SECURITY RISK MANAGEMENT GUIDELINES.
AUTOMOTIVE QUALITY
Within ISO/TS 16949:2002, the topics of risk assessment and risk management
are referred to in several clauses, including:- Clause 6.4.1 PERSONNEL
SAFETY TO ACHIEVE PRODUCT CONFORMITY, Clause 7.2.2.2 ORGANIZATION MANUFACTURING
FEASIBILITY, Clause 7.3.1.1 MULTI DISCIPLINARY APPROACH, and Clause 7.3.4.1
MONITORING.
There are many other aspects of an automotive quality management system where risk assessment may also be appropriate. See Quality reference above.
The Quality Manager, Safety Manager, and Enviro Manager toolkits include discussions on the requirements of relevant national / international standards, and sample procedures.